Service Charge
Fee and Charges Local Stock Market Fee and Charges
| Fee and Classification | Percentage / Amount |
|---|---|
| ( 1 ) Securities Trading | |
| Commission Fee | 0.25% (Min. HK$100.00) |
| Levy ( charge by SFC ) | 0.0027% on trading amount |
| Trading Fee (charge by SEHK) | 0.00565% on trading amount(rounded to thenearest cent) |
| Stamp duty(charge by HKSAR) | 0.1% on trading amount (less than HK$1 also be deemed to be counted) |
| Settlement Fee (charge by Clearing House) | 0.005% on trading amount (Min. HK$3.00) (0.002% is collected by Clearing House) |
| Accounting and Financial Reporting Council Transaction Levy (charge by AFRC) | 0.00015% on trading amount |
| ( 2 ) Physical shares & / or Settlement | |
| Physical share deposit | Stamp duty HK$5.00 per each transfer deed |
| Withdrawal of Physical share | HK$5.00 per lot (round up to the nearest board lot) and HK$30.00 handling fee for each share category |
| Settlement Instruction ( SI ) / Investor Settlement Instruction ( ISI ) |
0.1% on market value of each of share ( Max. HK$300.00, Min. HK$20.00 ) |
| Mandatory Buy–in | 0.25% on trading amount (Min. HK$100.00) and charge and penalty from Clearing House |
| ( 3 ) Nominee & Corporate Action Fee | |
| Registration and transfer fee | HK$1.50 per lot |
| Dividend / Bond Payment | 0.5% on dividend amount ( Min. HK$25.00/RMB25.00/US$5.00 ) and CCASS charge (0.12% on dividend payment ), Max. HK$20,000 |
| Cash dividend with scrip option payment | 0.5% on scrip dividend payment ( Min. HK$25.00 / RMB25.00 / US$5.00 ) |
| Collection of Bonus, Warrant, Rights, Split / Consolidation | HK$2.00 per board lot (Min. HK$20.00 / Max. HK$100.00 ) HK$50 handling fee |
| Rights subscription / Warrant Exercise / Privatization / Share Offer | HK$0.8 per lot HK$50 handling fee |
| Dividend Claim | CCASS charges HK$200 and HK$500.00 handling fee |
| ( 4 ) Others fees & services | |
| Custodian Fee (charge by CCASS) | HK$0.012 per board lot per month and HK$100.00 handling fee per month |
| Multi-Counter Transfer Instruction | HK$30 per instruction |
| IPO subscription | Cash client - Waive Margin client - HK $ 100.00 (subscription amount more than HK$ 1 million – waive) |
| EIPO subscription | HK$20.00 |
| Cash client late settlement interest | Prime rate + 3.5 % ( Prime rate according to Bank of Communications Co., Ltd. quoting ) |
| Margin client debit balance interest | Prime rate + 3.5 % ( Prime rate according to Bank of Communications Co., Ltd. quoting ) |
| Duplicate copy of statement | Within 3 months – waive Over 3 months – HK$ 50.00 per month |
| Banking service charges | Telegraphic transfer (TT) Local transfer (CHATS) Exchange rate according to bank rate when execution ( limited to currency accepted by bank in Hong Kong) Cheque returned charge Actual bank charges and HK$200.00 handling fee |
| Letter of confirmation on asset | HK$100.00 per letter |
| ( 5 ) Shanghai A a nd Shenzhen A China Connect | |
| Commission Fee | 0.25% (Min. RMB $100 .00) |
| Handling Fee (charge by SSE / SZSE) | 0.00341% |
| Securities Mgmt Fee (charge by CSRC) | 0.002% |
| Transfer Fee (charge by China / Clearing House) | 0.004% |
| Stamp Duty (charge by SAT) | 0.05% (for Sell trade only) |
| Portfolio Fee (charge by Clearing House) | 0.008% (Daily stock portfolio value , collected on a monthly basis) |
| ( 6 ) Bonds trading services ( not applied to bonds listed in HKEx ) | |
| Commission | 0.25% of no. of shares |
| Custodian Fee | Waive |
| Maturity Redemption Fee | Waive |
| Interest Collection | 0.5% of total interest (Min. US$20.00 / Max. US$150.00 ) (Min. Euro$20.00 / Max. Euro$150.00 ) (Min. HK$150.00 / Max. HK$1,000.00 ) |
Fee and Charges Overseas Stock Markets Fee and Charges
| Free and Classification | Percentage / Amount |
|---|---|
| ( 1 ) Shanghai A a nd Shenzhen A China Connect | |
| Commission Fee | 0.25% (Min. RMB $100 .00) |
| Handling Fee (charge by SSE / SZSE) | 0.00341% |
| Securities Mgmt Fee (charge by CSRC) | 0.002% |
| Transfer Fee (charge by China / Clearing House) | 0.001% |
| Transfer Fee (charge by Clearing House) | 0.002% |
| Stamp Duty (charge by SAT) | 0.05% (for Sell trade only) |
| Portfolio Fee (charge by Clearing House) | 0.008% (Daily stock portfolio value , collected on a monthly basis) |
| ( 2 ) China Shenzhen B Shares | |
| Commission Fee | 0.25% (Min. HK$200.00) |
| Stamp duty | 0.05% (for Sell trade only) |
| Transaction Levy | 0.00341% |
| Clearing Fee | 0.002% |
| ( 3 ) China Shanghai B Shares | |
| Commission Fee | 0.4% (Min. US$35) |
| Stamp duty | 0.05% (for Sell trade only) |
| Transaction Levy | 0.00341% |
| Clearing Fee | 0.05% |
| CSRC Fee | 0.002% |
| ( 4 ) USA | |
| Commission Fee | 0.1% (Min. US$15) |
| Securities & Exchange Commission Fee | 0.00278% (for Sell trade only) (Min. US$0.01) |
| Trading Activity Fee | US$0.000166 per share (for Sell trade only) (Min US$0.01 / Max US$8.3) |
| ( 5 ) Singapore | |
| Commission Fee | 0.35% (Min SG$50 / US$35 / HK$300) |
| Trading Fee | 0.0075% |
| Clearing Fee | 0.0325% |
| Broker SI Fee | SG$0.35 per settlement instruction |
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